Compliance Associate
Estrada International Staffing Solutions
9d ago
source : myJobmag
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    Estrada International Staffing Solutions is a strategic boutique specialist recruitment consulting firm, serving clients with expertise recruitment services across all sectors.

    Open Jobs

    Sector : Investment Banking

    Job Summary

    Our Client, a reputable Financial Investment firm seeks to hire a Junior Associate for its Operations team. The successful candidate is expected to ensure that client related operations, trading and other related duties are completed in an appropriate and timely manner.


    The successful candidate reports to the Deputy Managing Director. The responsibilities include but are not limited to : Working with Analysts and Portfolio Managers to gather additional documentation pertaining to client investment goals and objectivesServing as a key member of the Operations Team, and working closely with the Compliance and Marketing TeamsPreparing investment operations related documents, processing client statements and reconciliation duties.

    Qualification Requirements

    BSc in Accounting or Business Admin.ICAN or ACCA is an added advantageMinimum of 2 years’ experience within the financial sector

    Sector : Investment Banking

    Our Client, an active player in the Investment Sector requires the services of a Compliance Associate to join its team.

    The successful Candidate will be responsible for direct relations with SEC and ensuring the Company standards complies to both local and international regulatory standards.


  • The successful candidate reports to the Deputy Managing Director. The responsibilities include;
  • Developing and implementation of compliance risk management plansContinual compliance risk assessment of company practices together with the development of internal policies and procedures and protocolsMonitoring, creating awareness and review of Compliance Policies & Compliance Report MonitoringTracking / Logging all compliance related correspondence between the stakeholders

    Qualification Requirements

  • Degree in Law or Business Admin.SEC sponsored individual is preferredMinimum of 5 years’ relevant experience within the Financial Investment Sector (adsbygoogle ).push( );
  • Job Summary

    We seek to hire an experienced FPM individual in the capacity of an Investment Manager for our Client, a prestigious investment brand.

    The successful Candidate will be responsible for monitoring and reviewing the asset allocation structure and returns on all portfolios / funds to increase the portfolio base of the organization.


  • Reports directly to the Deputy Managing Director and is expected to;
  • Create, monitor and review investment management strategies tailored to each portfolio financial objectives.Ensures that assets in all portfolios outperforms their respective benchmarks;
  • Generate new businesses, build clients database and maintain existing clients by providing excellent client service through effective communication and reporting.

    Qualification Requirements

    BSc in Economics, Finance or AccountACCA, ICAN, is requiredCFA is an added advantageMinimum of 5 years’ relevant experience.

    Method of Application

    Interested and qualified? Send in your application by clicking the Apply button below

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