First Ally is a wholly indigenous Financial Services firm. Focus is on providing top notch advisory & investment services to individuals and organizations.
We are recruiting to fill the position of :
Our company is searching for a motivated and experienced Internal Control and Compliance Officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.
The ideal candidate will be professional, highly-analytical, and possess excellent written, mathematical and verbal communication skills.
To prosper in this role, you should be fluent in risk management and our industry’s principles.
Implement and manage an effective legal compliance program.
Develop and review company policies.
Advise management on the company’s compliance with laws and regulations through detailed reports.
Create and manage effective action plans in response to audit discoveries and compliance violations.
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk.
Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes.
Resolve employee concerns about legal compliance.
Monitoring compliance to company’s policies and procedures for operational activities.
Ensures operational efficiency is achieved and improved upon.
Conducting review of transactions by assessing risk and compliance with financial regulations.
responsible for enforcing the internal control policies of the firm and monitoring of compliance with the policies and regulatory compliance at Branches of the Bank
Min Required Experience :
Min Qualification :
Bachelor's Degree / HND
Desired Courses : Not Specified
Other Requirements :
Bachelor's degree in Accounting.
5 -7 years’ proven experience in a compliance officer role in Investment or Financial sector.
Good knowledge of auditing requirements and procedures.
Brilliant oral and written communication skills.