Compliance Analyst
Co-creation Hub
Lagos, Lagos, Nigeria
1d ago

Job Description

The Compliance Analyst will work as part of the team to ensure that compliance and policies and procedures follow best practice in terms of meeting legislative and regulatory requirements.

The candidate for this role will be responsible for :

Preparation and Review of legal documents for investments.

Evaluating business activities (e.g. investments) to assess compliance risk.

Developing and implementing an effective legal compliance program

Creating sound internal controls and monitor adherence to them

Drafting and revising company policies

Monitoring compliance with laws, regulations and internal policies

Leading in the gathering of internal information in response to regulatory requests

  • Proactively auditing processes, practices and documents to identify weaknesses
  • Perform risk assessments to understand risk level, significance, and scope.

    Highlighting or escalating areas of concern

    Ensuring that all findings are recorded and followed up with management so that issues can be rectified.

    Keeping up to date with, and understanding relevant laws and regulations

    Collaborating with external auditors and HR when needed

    Setting plans to manage a crisis or compliance violation

    Educating and training employees on regulations and industry practices.

    Addressing employee concerns or questions on legal compliance.

    Keeping abreast of internal standards and business goals

    Reviewing marketing materials, presentations, and websites to ensure compliance with regulatory requirements.

    Performing various general administrative duties (such as file creation and maintenance of ongoing administrative projects).

    Any Other Adhoc responsibilities as assigned.

    Role Competencies

    Possess a strong constitution and conviction

    Must be ethical and principled

    Must proactive and intelligent

    Familiar with all phases of development and implementation of an effective legal compliance program.

    Possess strong critical thinking and attention to detail needed to evaluate business activities and assess compliance risk

    Solid understanding of what is needed to form critical plans to manage crisis events or compliance violations, should they ever occur

    Excellent written communication skills

    Educational and Experience

    Bachelor's Degree in law, finance, business administration, or a related field.

    2 - 3 years of experience as a Compliance Officer within an SEC-regulated entity

    Proven success in the risk management field.

    Strong working knowledge of industry legal requirements and controls (e.g. Anti-Money Laundering).

    Fluency in industry practices and professional standards.

    Track record of integrity and commitment to professional ethics.

    Strong business acumen.

    Excellent collaborative teamwork skills.

    Attention to detail and strategic thinking.

    Professional certification (CCEP) a plus.

    Additional Information

    Healthcare Coverage

    A highly collaborative team environment that will support your professional and personal growth

    Work alongside great talent

    A culture of learning and innovation

    Opportunities for career growth and training

    Interaction with industry leaders and forward-thinking people

    A chance to make a social difference

    Overall fun company

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