Location : Lagos Office
Department : Group Legal & Compliance
The Compliance Officer is expected to deliver on approved Compliance plan, policies, procedures, processes and drive the achievement of overall objectives of the Compliance function.
Develop strong working relationships with the Business and Support units
Provide support and advice on compliance issues eg new business, new products, new regulatory initiatives
Provide guidance on compliance requirements
Monitor activities within the Business units and investigate potential problem areas
Assist the Business units with resolution of compliance audit issues
Conduct monitoring exercises in Business and Support units
Assist as and when required, in the development, drafting and updating of procedures / processes / policies and related training programmes / manuals and the delivery of training that is tailored to the Business and Support unit needs
Monitor effectively the level of compliance with policies such as Conflict of Interest Policy, Gift and Entertainment Policy, Whistle-blower Policy, Code of Conduct, etc
Develop and drive Interswitch’s KYC / Customer Due Diligence program Keep abreast with Interswitch AML operations, standards and controls
Develop monthly, quarterly, and ad-hoc compliance reports
Escalate significant regulatory non-compliance matters and developments to the Team Lead, Compliance
Assist with the review of developed training material pertaining to compliance matters such as AML / CFT, Anti-Bribery and Corruption, etc
Attend to relevant projects or reviews and give input and perform allocated tasks in terms of all projects concerning Compliance
Assist in providing AML / CFT support to Operational areas to ensure effective implementation of controls and processes
Develop, update and maintain Compliance Rule Book Assist in compliance measures and determine appropriate remedial action plans (including, where necessary, timeframes and responsibilities)
Conduct periodic compliance Awareness and Training.
B.Sc in any discipline
Minimum of 2 years compliance experience in a Financial or Payment industry
Professional qualification like ACAMS or DCP.