Our client, a key player in the Fintechsector is looking for anexperienced Compliance Manager to ensure their company adheresto regulatory / legal standards and in-
house policies. You will be responsiblefor enforcing regulations in all aspects and levels of business as well asprovide guidance on compliance matters.
You must be comfortable saying no when necessary and be result-oriented. Their goal is to preserve the company’sintegrity by making sure it stays on a lawful and ethical course.
TheCompliance Manager will be responsible for reviewing responses to officialcustomer inquiries and correspondence with government agencies to ensure thatthey are complete and proper.
If you have prior experience working incompliance in the FinTech space, Our client needs you on their team.
Developing and overseeing control systems to prevent or deal with violations of legal guidelines and internal policies
Evaluating the efficiency of controls and improve them continuously
Revising procedures, reports etc. periodically to identify hidden risks or non-conformity issues
Draft, modify and implement company policies
Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
Assess the business’s future ventures to identify possible compliance risks
Review the work of colleagues when necessary to identify compliance issues and provide advice or training
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Prepare reports for senior management and external regulatory bodies as appropriate
Manage all employee and business process compliance activity for the entire company
Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues
Develop internal controls and policies designed to ensure that all compliance needs are met
Work closely with department managers to create all departmental policies for compliance issues
Proven experience as compliance manager
In-depth knowledge of the Fintech sector standards and regulations
Excellent knowledge of reporting procedures and record keeping
A business acumen partnered with a dedication to legality
Methodical and diligent with outstanding planning abilities
An analytical mind able to see the complexities of procedures and regulations
Excellent communication skills
5+ years’ experience in compliance or corporate policy auditing
2+ years’ supervisory experience
Advanced computer database and Microsoft Office software skills
Certified compliance professional is a plus