Compliance Officer
Old Mutual Nigeria
Nigeria, 1
16h ago
source : PNet

Key Focus Individually accountable for establishing and embedding compliance through own efforts, over periods of 1 day to 3 months.

Initiates and facilitates corrective action where required. Assists management to develop risk management and compliance strategy & policy through own efforts.

Descriptor · Establishes and embeds compliance in the holding company (Old Mutual West Africa Company and its subsidiaries, namely Old Mutual Nigeria Life Assurance Company and Old Mutual Nigeria General Insurance Company).

  • Ensures compliance within area by implementation of compliance risk management and compliance monitoring plans per each operating entity.
  • Implements the compliance monitoring plan. · Reports on compliance breaches to line managementand the Governance Executive.
  • Prepares detailed up to date compliance reports as required by the line manager. · Ensures all regulatory returns are filed as required.
  • Facilitates resolution of compliance breaches. · Assists in mitigation of compliance risks. · Reports to the Governance Executive.
  • Influence is limited to specific assigned functional area. · Focuses on legislation and impact of legislation on the BU / functional area.
  • Flexible approach to work demands, expected to provide support to the Governance team on tasks as required by line manager.
  • Ensures internal Group compliance requirements are adhered to and responsible for ensuring all compliance attestations are concluded within deadlines.
  • Ensures regular stakeholder engagements (including regulatory engagements), coordinates all regulatory engagements under the supervision of the Governance Executive.
  • Develops and embeds the regulatory strategy and regulatory engagement framework. Key Result Areas Compliance : · Ensures compliance within area by implementation of compliance risk management and monitoring plan, as well as through staff supervised, over periods of up to 3 months.
  • Reports on compliance breaches to line management and Governance Executive. · Facilitates resolution of compliance breaches.
  • Assists in mitigation of compliance risk. · Focuses on legislation and impact of legislation on the BU / functional area.
  • Assists the Governance Executive with the effective co-ordination and execution of the quarterly audit, risk and compliance meetings for Old Mutual Nigeria and all the subsidiary companies.
  • Challenges and escalates (within the defined escalation framework) where deemed appropriate. Personal Effectiveness : · Accountable for service delivery through own efforts.
  • Individually accountable for managing own time, tasks and output quality for periods of up to 3 months. · Makes increased contributions by broadening individual skills.
  • Collaborates effectively with others to achieve personal goals. · Accepts and lives the company values. Qualifications and Experience · A first degree or its equivalent in relevant field (Master's degree is an advantage), ACAMS or similar certificate in Compliance · At least 6 years work experience (three of which must be at middle management level) · Relevant industry experience is required · Excellent communication skills (verbal and written) · Strong analytical skills · Good Excel and PowerPoint skills Qualifications and Experience · A first degree or its equivalent in relevant field (Master's degree is an advantage), ACAMS or similar certificate in Compliance · At least 6 years work experience (three of which must be at middle management level) · Relevant industry experience is required · Excellent communication skills (verbal and written) · Strong analytical skills · Good Excel and PowerPoint skills
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