Reporting to the Team Lead, Transaction Monitoring, the successful candidate will assist in identifying and improving compliance weaknesses;
review the integrity of compliance system by ensuring the design of controls to protect the Bank against non-compliance.
Specific responsibilities include :
Continuous monitoring of the adherence to Compliance policies. Ensure applicable legal and regulatory standards, and assist in enforcement as needed by SBUs;
Review the framework for ensuring prompt report renditions to regulatory authorities;
Carry out spot checks to test the effectiveness of processes / procedures put in place to ensure compliance with applicable laws, regulations and best practices;
Assist in responding to regulatory enquiries and examination reports relating to the activities of Strategic Business Units.
Candidates vying for the Strategic Business Unit Monitoring Officer must have a minimum of 3 years' work experience in compliance or work related areas in financial services and experience in implementing and advising on compliance programs.
Excellent leadership skills.
High ethical standards and integrity
Self-solution driven attributes, proactivity and an acceptable knowledge of the business environment
Excellent interpersonal and communication skills
Only short-listed candidates will be contacted